Regulatory change programmes face common challenges, from "immovable" implementation deadlines, through the incremental development of policy resulting in fluctuating scope, and an increasingly global agenda with its inherent extraterritoriality challenges.
We start by looking at the effect of reform on client's markets and products, followed by an operational impact analysis, identifying the changes required to core processes, systems and data.
Globally, there is a shift in the emphasis of regulation from process to cultural and conduct compliance within regulated firms. We work with client's senior management teams to align internal codes of conduct with the implementation of regulatory reform, so that the integrity of compliance is assured. Want to know more?